The dispute-resolution arm of broker-dealer regulator FINRA has canceled all in-person arbitration hearings and mediation sessions through July 3, 2020. In-person hearings originally were canceled through May 1, then extended through May 31. The update also indicates that FINRA will waive postponement fees on stipulated postponements from July 6 through September 4. FINRA will provide Zoom or telephonic hearings in matters where the parties agree or the Panel orders it. FINRA staff will be notifying parties and counsel in individual matters and to discuss rescheduling hearings.
The update notice page is here.
PartnerTom Potter is a Partner in the firm's Nashville office and has over 35 years of experience representing business interests in securities and corporate disputes.
Tom represents broker-dealers and investment bankers in disputes ...
