- Partner
Tom Potter is a Partner in the firm's Nashville office and has over 35 years of experience representing business interests in securities and corporate disputes.
Tom represents broker-dealers and investment bankers in disputes ...
FINRA-DR Postpones In-Person Hearings
Securities regulator FINRA has postponed all in-person arbitration, mediation, and disciplinary hearings through May 1, due to COVID-19 concerns. All other case deadlines remain unaffected. The guidance is here.
Tags: finra